Vista Investments

We exist to serve our clients

Planning

The financial services provided by Vista Investment Management, Inc. are designed to fulfill a complimentary role with the client’s CFO.  Vista provides expertise and assistance in the complex financial planning required in dealing with the public financial markets.  The services provided by Vista Investment Management, Inc. fall into three broad categories:

          (1) strategic financial planning in anticipation of raising capital
          (2) investment banking consulting specifically related to accessing sources of            

                capital through public offerings of securities
          (3) financial broker relations services rendered with respect to publicly traded

                securities with a view to providing continuing access to public financial

                markets and maximizing shareholder value.

Included in Vistas services are advisory and consulting services to the client with respect to its relationship and interaction with the public financial community and securities industry, including broker/dealers, auditors, underwriters, regulators and underwriter syndicate members.  In addition to direct interface with the financial community, Vista provides continuing assistance and consultation to the client in executing the plan developed for maintaining a successful market for the client’s securities.

Strategic Financial Planning consultations usually start prior to the client’s going public and continues through the closing. Vista begins by developing a thorough understanding of the client’s company and their industry. We review the company’s operational and management capabilities. We then do an analysis based upon the future growth plans and the capital requirements. We assist in developing the plan to go public and secure financing. Vista has several flexible options including a traditional underwriting (IPO), a reverse merger, or going public through a registered spin-off.

Investment Banking services specifically related to accessing sources of capital through private and public offerings of securities. These can be an IPO that qualifies the company to trade on NASDAQ, a bridge loan or a private placement of debtor equity. Vista advises and assists in the initial development of the public market by introducing market makers, brokerage firms, analysts, money managers and stockbrokers.  Vista can provide introductions to potential underwriters and assist in structuring an offering. Vista can interface with outside professionals and the financial community, including issuer’s and underwriter’s counsel, auditors, underwriters, regulators and underwriter syndicate members with respect to successfully closing an offering.

In addition to public financings, Vista may arrange a private placement of debt or equity (including warrant exercise), introductions that result in a successful merger or acquisition for a client, or a bridge loan.

Vista services are generally rendered in connection with a client who is currently private or has publicly traded securities. Included are advisory and consulting services to the client with respect to its relationship and interaction with the public financial community and securities industry, including broker/dealers, auditors, underwriters, regulators and underwriter syndicate members. In addition to direct interface with the financial community, Vista Investment Management, Inc.  provides continuing assistance and consultation to the client in executing the plan developed for maintaining a successful market for the client’s securities.

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